Opening An Account
continued
Finally, we complete for your signature an application
for a discount brokerage account with an institutional brokerage
firm that provides custody of our accounts and conducts trading
orders from SCM Associates. The account is established in
your name and tax identification number. You own the account, and
the institutional broker allows only you to withdraw money or securities
from the account.
If your money is invested with another broker or a mutual fund(s),
you can authorize our custodian/institutional broker to request
the account to be transferred electronically with no income tax
consequences. If you have a check for deposit, it should be made
payable to the custodian and sent with the application. Initial
cash is deposited into an interest-bearing money market account
from which SCM purchases securities. The money market account
is a permanent repository for any dividends paid on the securities
held in your account.
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